| (Webinar via Zoom) Rules and Regulations on IPOs and GEM Listing Reforms |
| Date: |
28 August 2025 (Thursday) |
| Time: |
2:30pm - 5:45pm |
| Level: |
I (Intermediate)
For delegates who have prior knowledge of the subject area |
| Language: |
Cantonese 粵語 |
| Fee: |
HK$ 1,850 |
| Accreditation: |
3 CPD pts (Accredited by The Law Society of Hong Kong) |
| Ref: |
L25CF02 |
| Venue: |
Webinar Course
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Presenter's Biography:
Gordon has experience in handling a wide range of corporate and commercial matters, including pre-IPO restructuring and financing, Hong Kong and U.S. IPOs, mergers and acquisitions, loan and financing transactions, corporate governance and general compliance for listed companies as well as private enterprises.
Gordon is the Company Secretary of 1957 & Co. (Hospitality) Limited (Stock Code: 8495), Mabpharm Limited-B (Stock Code: 2181) and Sundy Service Group Co. Ltd (Stock Code: 9608).
Rain has more than 15 years of experience in corporate finance and corporate governance. She also has more than 15 years of experience in teaching business law, company law and securities regulations at the Hong Kong Polytechnic University.
Rain was awarded a Ph.D. by the School of Law, City University of Hong Kong in 2019. She also holds the degree of LL.B., LL.M. and Master of Corporate Finance (Distinction). She currently serves as an independent non-executive director of GC Construction Holdings Limited (Stock Code: 1489).
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Objective:
To provide a comprehensive introduction to IPO lawyers in respect of the rules and practice of Hong Kong's IPO market, covering a wide spectrum from the basics to the fundamentals of the commercial requirements, the legal implications, the practical applications and the updates on the listing mechanism so far as IPO lawyers are concerned.
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Outline:
- Rules and Regulations on IPOs
- Hong Kong Stock Exchange: A powerful fundraising platform
- Listing Requirements
- Main Board
- GEM
- Special Listing Regimes
- Dual-listing (dual primary listing and secondary listing)
- Reorganisation
- Red-Chips Listing
- H-Shares Listing
- VIE
- Timetable & Professional Parties Involved
- Biotech Companies
- SPAC
- Specialist Technology Companies
- US Listing
- Composition of Board of Directors
- GEM Listing Reforms
- Background
- GEM Reform Proposals
- Initial Listing Requirements
- Continuing Obligations
- Transfer to the Main Board
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| Category: |
Corporate Finance & M&A |
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Bookings & Payments
To reserve a seat, please fax the completed booking form to us. We will send out a written Booking Confirmation either by fax or by email to confirm your booking, normally within 48 hours after receiving the booking form. Payment should be made upon we send the Booking Confirmation to you, or together with the booking form if the booking is received within seven (7) days of the course. You are advised to contact us to confirm your place if you have not received the Booking Confirmation prior to the commencement of the course.
Cancellation
In case of cancellation of a booking, you must inform us in writing at least seven (7) days before the date of the course, and a full refund will be issued (less of HK$300 administration fee). Cancellation of unpaid bookings will incur a HK$300 administration fee and the cancellation will not be deemed effective until payment of such fee is received. No refunds will be given and any outstanding amounts remain payable in full if the written notice of cancellation is made less than (7) days before the date of the course.
Transfer
If you cannot attend a booked course, you must inform us in writing at least 24 hours before the commencing time of the course. You may then:
- Transfer the booking to a replacement delegate;( Not available for Individual Discount Packages)
- Transfer your booking to another course, to be held before 31 October 2025; or
- Request a credit voucher, to be used on another LexOmnibus CPD course to be held before 31 October 2025.
No attendance
Once a booking is confirmed and no written notice of cancellation is received by us within the specified time as mentioned above, if a delegate has not settled the payment for a course and fails to attend, for whatever reason, the course fee will remain payable in full. To be awarded CPD points, full attendance of all parts of the conference is required. If you arrive later, or fail to attend a course, your course fee will not be waived, refunded or a credit voucher issued.
Weather
In the event that the No.8 typhoon signal is hoisted or the Black Rain Storm warning is raised within 2.5 hours of the course or is due to be raised during the course, the course will be cancelled. In the event of cancellation due to bad weather, the course will be rescheduled or a credit note issued. No refunds will be given.
Record of Attendance
A certificate of attendance can be provided at a cost of HK$40. Alternatively, a verification of attendance in letter format, along with the original payments receipt is available, at a cost HK$40. Please apply in writing to request either a certificate or verification letter subsequent to the course.
Conference Venue
All the conferences, except webinars, will be taken place in Central. The address of the conference venue will be notified by email, and via the website.
Other Terms
- We may reschedule, vary the details of a course at any time without liability. If we cancel or reschedule the course, except due to the weather conditions indicated, a credit note will be issued.
- Any bank charges and/or expenses incurred as a result of bounced cheques shall be borne by the delegates.
- LexOmnibus will not issue an invoice for registration of a course except under special circumstances and LexOmnibus reserves the right to charge an administration fee for providing that service.
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