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Course Details

(Live Lecture & Webinar) Insider Dealing
Stephen Wong, Partner, DLA Piper
Date: 17 July 2025 (Thursday)
Time: 2:30pm - 5:45pm
Level: I (Intermediate)
For delegates who have prior knowledge of the subject area
Language: English
Fee: HK$ 1,850
Accreditation: (3 CPD Points will be applied for)
Ref: L25SF01
Venue: Live Lecture or Zoom Webinar
- Rm 2102, 21/F, Beautiful Group Tower,
77 Connaught Road Central, HK
- Online Webinar via Zoom
[View Map]
Presenter's Biography:

Stephen Wong, partner of DLA Piper Hong Kong, is a graduate from the Law Faculty of the University of Hong Kong. He spent over 8 years working in the Enforcement Division of the Securities and Futures Commission. He is experienced in handling complex commercial crimes, including market manipulation, insider dealing and fraud.
 
Outline:

  • What is insider dealing?
  • What is inside information?
  • Applicable defences for insider dealing?
  • Who are the potential wrong doers?
  • Any potential victims?
  • Standard of proof in various arenas
  • Recent statutory development and its implications
  • Synergy in the regulations on the disclosure of inside information and insider dealing
  • What you should be aware of when being investigated on insider dealing

 
Category: Regulatory & SFC Compliance
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